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Securities Act
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#	Item
541	Reporting Office Rules (non binding translation. Add to Reading List Source URL: www.bxswiss.com Language: English - Date: 2015-07-09 04:08:26 Economy 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Finance Swiss Financial Market Supervisory Authority Money Financial markets United States securities law
542	Acer Incorporated Internal Control Systems Article 1 Basic of the Law Source These Systems are established and promulgated in accordance with Article 14-1, paragraph 2 of the Securities and Exchange Act (the "Act"), and Add to Reading List Source URL: www.acer-group.com Language: English - Date: 2014-11-12 22:39:09
543	Best Practices for Audit Committees By Robert E. Wilson The Sarbanes Oxley Act applies tough new standards for financial accountability and transparency on boards of corporations that issue public securities. Although th Add to Reading List Source URL: www.greatboards.org Language: English - Date: 2012-11-27 15:23:14
544	BMA SECURITIES, INC. Notice of Privacy This privacy notice complies with the Gramm-Leach-Bliley Act and federal regulations governing the privacy of financial information applicable to our clients. BMA Securities, Inc. N Add to Reading List Source URL: www.bmasecurities.com Language: English - Date: 2015-02-25 22:12:26
545	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoJune 17, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-06-17 12:05:27
546	Comisión Nacional del Mercado de Valores C/Edison, – Madrid Abengoa, S.A. (“Abengoa”), in compliance with the provisions of article 82 of the Securities Market Act, hereby notifies the following Add to Reading List Source URL: www.abengoa.es Language: English - Date: 2015-12-28 07:13:42
547	Cetera Investment Services’ Privacy Policy and Other Important Information 400 First Street South, Suite 300 • P.O. Box 283 St. Cloud, MN 56301 Add to Reading List Source URL: www.ceterainvestmentservices.com Language: English Government Economy Finance Identity management Law Privacy Securities Investor Protection Corporation Internet privacy Medical privacy Financial privacy GrammLeachBliley Act
548	INVESTMENT CLUB BROKERAGE APPLICATION COMPLETE YOUR ETRADE INVESTMENT CLUB BROKERAGE APPLICATION IN THREE EASY STEPS The Investment Club Brokerage Application you requested begins on the following page. Add to Reading List Source URL: content.etrade.com Language: English* - Date: 2016-02-24 12:33:00 Stock market United States securities law International taxation 111th United States Congress Security Securities Investor Protection Corporation Foreign Account Tax Compliance Act Citigroup National Settlement Depository Permanent account number
549	Investor Presentation November 12-13, 2014 Forward‐Looking Statements This presentation contains forward‐looking statements within the meaning of the Securities Exchange Act of 1934, as amended, including statements Add to Reading List Source URL: www.fvcbank.com Language: English - Date: 2014-12-08 13:45:54
550	PDF Document Add to Reading List Source URL: www.treasury.gov Language: English Systemic risk Financial Stability Oversight Council DoddFrank Wall Street Reform and Consumer Protection Act Financial crisis of 200708 Derivative Office of Financial Research Credit rating agency Financial regulation U.S. Securities and Exchange Commission Repurchase agreement Debbie Matz Wall Street reform

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